Sep
14

Low-volume Recovery Day

By on Monday, September 14th, 2009 at 8:59 pm

S&P futures recovered from a gap down open to finish with modest gains Monday, but it’s noteworthy that the recovery came on declining volume. NYSE consolidated volume totaled just over 5 billion shares, which represents a five-day low for NYSE volume. Looking back to 1990 (utilizing floor volume), there have only been ten instances in which NYSE volume hit a five-day low on the same day that S&P futures recovered from a 0.5%+ down open to finish up 0.5%+. In 9 out of 10 cases, the S&Ps reversed course and closed lower two sessions later, as the light volume generally indicated a weak recovery…

S&P Futures Open -0.5%, Close +0.5%, NYSE Volume @ 5day Low
09/14/09… S&P futures ???  two sessions later
04/03/09… S&P futures -3.2% two sessions later
11/26/08… S&P futures -7.9% two sessions later
09/12/08… S&P futures -3.4% two sessions later
08/14/08… S&P futures -0.9% two sessions later
09/09/02… S&P futures +0.6% two sessions later
05/04/01… S&P futures -0.8% two sessions later
05/05/00… S&P futures -1.3% two sessions later
12/05/97… S&P futures -0.8% two sessions later
09/17/90… S&P futures -0.8% two sessions later
09/04/90… S&P futures -1.1% two sessions later

This Friday is September options expiration, which from a seasonal perspective ushers in a challenging time for stocks through the end of the month. The table below highlights the S&P500′s performance from the close on September options expiration through the last trading day of the month for every year since 1979…

S&P Performance from Sep Expiry until End of Month
09/18/09 – 09/30/09… S&P500 ???
09/19/08 – 09/30/08… S&P500 -7.1%
09/21/07 – 09/28/07… S&P500 +0.1%
09/15/06 – 09/29/06… S&P500 +1.2% (*)
09/16/05 – 09/30/05… S&P500 -0.7%
09/17/04 – 09/30/04… S&P500 -1.2%
09/19/03 – 09/30/03… S&P500 -3.8%
09/20/02 – 09/30/02… S&P500 -3.6%
09/21/01 – 09/28/01… S&P500 +7.8% (*)
09/15/00 – 09/29/00… S&P500 -2.0%
09/17/99 – 09/30/99… S&P500 -3.9%
09/18/98 – 09/30/98… S&P500 -0.3%
09/19/97 – 09/30/97… S&P500 -0.3%
09/20/96 – 09/30/96… S&P500 +0.1%
09/15/95 – 09/29/95… S&P500 +0.2%
09/16/94 – 09/30/94… S&P500 -1.8%
09/17/93 – 09/30/93… S&P500 +0.0%
09/18/92 – 09/30/92… S&P500 -1.2%
09/20/91 – 09/30/91… S&P500 -0.0%
09/21/90 – 09/28/90… S&P500 -1.7%
09/15/89 – 09/29/89… S&P500 +1.2% (*)
09/16/88 – 09/30/88… S&P500 +0.5%
09/18/87 – 09/30/87… S&P500 +2.2% (*)
09/19/86 – 09/30/86… S&P500 -0.4%
09/20/85 – 09/30/85… S&P500 +0.0%
09/21/84 – 09/28/84… S&P500 +0.2%
09/16/83 – 09/30/83… S&P500 -0.0%
09/17/82 – 09/30/82… S&P500 -1.7%
09/18/81 – 09/30/81… S&P500 -0.0%
09/19/80 – 09/30/80… S&P500 -2.9%
09/21/79 – 09/28/79… S&P500 -1.0%

Note that the S&P was approximately twice as likely to trade lower from September’s expiration until the end of the month. In only four cases out of thirty did the S&P gain more than 0.5% in this time frame, while it fell more than 0.5% thirteen times. With short-term negative setups on the board for the next couple of days, this tends to indicate we’re in for generally choppy conditions over the next two and a half weeks.

For more on seasonal tendencies during the month of September, see Implications of an ‘Up September’ and When the S&P is YTD Positive at the end of September

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Disclaimer

Comments, data and trading signals herein are for informational purposes only and are not recommendations to buy or sell. All information presented is believed to be accurate but is not guaranteed.